SFC Licences of HORTON Natalie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 09 January 2024 12 January 2024
UBS Securities Asia Limited RE 1 07 March 2023 10 March 2023
UBS Securities Asia Limited RE 1 05 June 2019 07 June 2019
UBS Securities Asia Limited RE 1 10 May 2019 16 May 2019
UBS Securities Asia Limited RE 1 30 November 2018 07 December 2018
UBS Securities Asia Limited RE 1 08 May 2018 11 May 2018