SFC Licences of HORTON Natalie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 09 January 2024 | 12 January 2024 |
UBS Securities Asia Limited | RE | 1 | 07 March 2023 | 10 March 2023 |
UBS Securities Asia Limited | RE | 1 | 05 June 2019 | 07 June 2019 |
UBS Securities Asia Limited | RE | 1 | 10 May 2019 | 16 May 2019 |
UBS Securities Asia Limited | RE | 1 | 30 November 2018 | 07 December 2018 |
UBS Securities Asia Limited | RE | 1 | 08 May 2018 | 11 May 2018 |