SFC Licences of SO Wai Ling 蘇惠玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 | RE | 4 | 31 July 2023 | |
| Huayu Securities Limited 華裕證券有限公司 | RE | 1 | 31 July 2023 | |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 4 | 21 September 2022 | 14 April 2023 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 21 September 2022 | 14 April 2023 |
| Global Investment Strategy HK Limited | RE | 1 | 17 July 2019 | 19 June 2020 |
| Global Prime Partners (Asia) Limited | RE | 2 | 13 November 2018 | 27 June 2019 |
| Global Prime Partners (Asia) Limited | RE | 1 | 09 May 2018 | 27 June 2019 |