SFC Licences of LIU Yi Kai Louis 劉奕楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 01 December 2023 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 9 | 02 July 2021 | 01 December 2023 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 27 January 2021 | |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 06 June 2018 | 31 December 2020 |