SFC Licences of WANG LI I 王立弈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 July 2023 | |
Spring Securities Limited 泉湧證券有限公司 | RE | 1 | 16 March 2023 | 28 June 2023 |
China Southern International Limited 南方匯發國際有限公司 | RE | 1 | 17 November 2022 | 03 March 2023 |