SFC Licences of KWOK Wing Ka, Stephanie 郭穎嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 26 November 2020 | 23 June 2023 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 26 November 2020 | 23 June 2023 |
| Brocade River Merchants International Limited 錦沄商匯國際有限公司 | RE | 6 | 12 November 2019 | 07 November 2020 |
| Brocade River Merchants Capital Limited 錦沄商匯資本有限公司 | RE | 1 | 12 November 2019 | 07 November 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 17 July 2018 | 10 September 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 17 July 2018 | 10 September 2019 |