SFC Licences of WONG Ho Lap 黃浩立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Northern Trust Company of Hong Kong Limited, The RE 4 05 January 2022
Northern Trust Company of Hong Kong Limited, The RE 1 05 January 2022
Allianz Global Investors Asia Pacific Limited RE 9 24 December 2019 17 December 2021
Allianz Global Investors Asia Pacific Limited RE 4 24 December 2019 17 December 2021
Allianz Global Investors Asia Pacific Limited RE 1 27 November 2019 17 December 2021
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 14 June 2018 24 October 2019