SFC Licences of LAM Yik Yan Avis 林奕欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 March 2023 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 March 2023 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 22 June 2018 | 17 February 2023 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 22 June 2018 | 17 February 2023 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 22 June 2018 | 17 February 2023 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 22 June 2018 | 17 February 2023 |