SFC Licences of BRIGGS Thomas James Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 16 July 2018 | 10 August 2018 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 16 July 2018 | 10 August 2018 |