SFC Licences of LAU Chi Yin 劉志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 | RO | 9 | 07 March 2023 | |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 | RO | 4 | 10 September 2021 | |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 | RO | 1 | 10 September 2021 | |
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RO | 4 | 07 November 2019 | 31 July 2020 |
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RO | 1 | 03 September 2018 | 31 July 2020 |