SFC Licences of LUO Yangduan 羅楊端
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 08 June 2023 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 June 2023 | |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 1 | 06 July 2020 | 14 April 2023 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 9 | 10 August 2018 | 14 April 2023 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 | RE | 4 | 10 August 2018 | 14 April 2023 |