SFC Licences of GUO Yifan 郭一凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 28 September 2018 | |
| UBS Securities Asia Limited | RE | 4 | 20 July 2018 | 24 July 2018 |