SFC Licences of GOH Zhuang Yi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 May 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 23 May 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 May 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 May 2023 | |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 20 July 2018 | 05 February 2021 |