SFC Licences of CHONG Siu Yin, Dominic 莊紹言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 20 May 2019 | 28 February 2020 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 29 April 2019 | 28 February 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 30 August 2018 | 07 December 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 31 July 2018 | 07 December 2018 |