SFC Licences of SPUNGIN Charles Adrian Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 9 | 04 December 2018 | 29 March 2019 |
| Wells Fargo Securities Asia Limited | RO | 4 | 04 December 2018 | 29 March 2019 |
| Wells Fargo Securities Asia Limited | RO | 1 | 04 December 2018 | 29 March 2019 |
| Wells Fargo Securities Asia Limited | RE | 4 | 26 September 2018 | 04 December 2018 |
| Wells Fargo Securities Asia Limited | RE | 9 | 26 September 2018 | 04 December 2018 |
| Wells Fargo Securities Asia Limited | RE | 1 | 26 September 2018 | 04 December 2018 |