SFC Licences of SUN Qianya 孫千雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 May 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 08 April 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 08 April 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 August 2018 | 01 March 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2018 | 01 March 2019 |