SFC Licences of SUN Qianya 孫千雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 13 May 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 08 April 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 08 April 2021
Morgan Stanley Hong Kong Securities Limited RE 2 13 August 2018 01 March 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 August 2018 01 March 2019