SFC Licences of CAI Xiaohua 蔡晓華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 1 | 20 November 2020 | 28 August 2022 |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 13 August 2018 | 28 August 2022 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 13 August 2018 | 28 December 2020 |