SFC Licences of TAO Xiaojue 陶曉珏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 08 June 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 June 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 14 September 2018 | 08 June 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 14 September 2018 | 08 June 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 September 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 September 2018 |