SFC Licences of YANG Chen 楊琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 25 May 2022 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 25 May 2022 | |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 | RE | 6 | 20 July 2021 | 11 April 2022 |
| Goldlink Securities Limited 金聯證券有限公司 | RE | 1 | 20 July 2021 | 11 April 2022 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 11 February 2019 | 03 June 2021 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 11 February 2019 | 03 June 2021 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 15 August 2018 | 21 December 2018 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 15 August 2018 | 21 December 2018 |