SFC Licences of LAU Kwan Lok Locky 劉君樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| L Capital Limited | RO | 9 | 27 February 2024 | |
| L Capital Limited | RO | 4 | 27 February 2024 | |
| L Capital Limited | RE | 9 | 09 January 2024 | 27 February 2024 |
| L Capital Limited | RE | 4 | 09 January 2024 | 27 February 2024 |
| AJ Asset Management Limited 安捷資產管理有限公司 | RO | 9 | 11 August 2023 | 01 December 2023 |
| AJ Asset Management Limited 安捷資產管理有限公司 | RO | 4 | 21 December 2021 | 01 December 2023 |
| AJ Asset Management Limited 安捷資產管理有限公司 | RE | 9 | 03 October 2018 | 11 August 2023 |
| AJ Asset Management Limited 安捷資產管理有限公司 | RE | 4 | 03 October 2018 | 21 December 2021 |