SFC Licences of NIU Siwen 牛斯文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 | RO | 9 | 09 December 2020 | 09 July 2021 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 | RO | 4 | 09 December 2020 | 09 July 2021 |