SFC Licences of ENGELHARDT Thaddaeus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Flow Traders Hong Kong Limited | RE | 2 | 16 July 2021 | 22 September 2023 |
| Flow Traders Hong Kong Limited | RE | 1 | 16 July 2021 | 22 September 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 30 July 2019 | 02 June 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 30 July 2019 | 02 June 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 30 July 2019 | 13 May 2020 |
| Commerz Securities Hong Kong Limited | RO | 1 | 13 November 2018 | 01 July 2019 |
| Commerz Securities Hong Kong Limited | RE | 1 | 09 October 2018 | 13 November 2018 |