SFC Licences of LISTER Cassandra

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
National Australia Bank Limited 澳大利亞國民銀行 4 02 November 2020
National Australia Bank Limited 澳大利亞國民銀行 1 02 November 2020
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) RE 9 29 November 2018 21 January 2019