SFC Licences of YIP Sin Wa 葉倩樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 March 2021 | 08 March 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 25 March 2021 | 08 March 2022 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 03 September 2019 | 10 March 2021 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 17 September 2018 | 10 March 2021 |