SFC Licences of KAWAMOTO Hisae
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 12 June 2023 | 19 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 06 January 2023 | 13 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 11 October 2019 | 16 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 22 August 2019 | 28 August 2019 |
| UBS Securities Asia Limited | RE | 4 | 11 April 2019 | 17 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 05 October 2018 | 10 October 2018 |