SFC Licences of SET Augustus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 17 October 2019 | 23 October 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 17 October 2019 | 23 October 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 26 October 2018 | 02 November 2018 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 26 October 2018 | 02 November 2018 |