SFC Licences of CHU Yuan Chen 朱垣禎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 13 September 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 13 September 2023 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 16 October 2019 | 26 November 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 31 October 2018 | 26 November 2021 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 31 October 2018 | 26 November 2021 |