SFC Licences of SUH Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 6 | 10 July 2020 | |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 10 July 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 6 | 09 November 2018 | 02 July 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 09 November 2018 | 02 July 2020 |