SFC Licences of TAM Kin Yan 譚建恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 | RE | 9 | 04 December 2020 | 10 July 2022 |
| Hong Tai Securities Limited 洪泰證券有限公司 | RE | 4 | 04 December 2020 | 10 July 2022 |
| Hong Tai Securities Limited 洪泰證券有限公司 | RE | 1 | 13 November 2020 | 10 July 2022 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 20 December 2018 | 08 November 2020 |