SFC Licences of FAN Ning 范宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 9 | 18 July 2023 | |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 4 | 18 July 2023 | |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RO | 9 | 18 July 2023 | |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RO | 4 | 18 July 2023 | |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RE | 1 | 11 July 2023 | |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 9 | 03 November 2022 | 18 July 2023 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 4 | 03 November 2022 | 18 July 2023 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 26 November 2018 | 04 August 2021 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 26 November 2018 | 04 August 2021 |