SFC Licences of ZHUO Sophie Ya Li
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 26 November 2018 | 25 March 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 November 2018 | 25 March 2019 |