SFC Licences of LIU Raymond Ken 劉星辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 September 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 June 2021 | 22 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 24 June 2021 | 04 September 2023 |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 29 January 2020 | 19 March 2021 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 29 January 2020 | 19 March 2021 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 28 February 2019 | 23 August 2019 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 28 February 2019 | 23 August 2019 |