SFC Licences of AU Shuk Ying 區淑盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 | RE | 9 | 06 August 2020 | 31 August 2020 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 | RE | 4 | 06 August 2020 | 31 August 2020 |
| Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 1 | 06 August 2020 | 31 August 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 20 December 2019 | 10 February 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 12 November 2019 | 10 February 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 12 November 2019 | 10 February 2020 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 19 December 2018 | 01 November 2019 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 19 December 2018 | 01 November 2019 |