SFC Licences of LAI Wai Nam 黎偉男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wisdom Cosmic Securities Limited | RO | 1 | 11 October 2023 | |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 4 | 24 September 2021 | 31 January 2023 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 1 | 24 September 2021 | 31 January 2023 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 4 | 22 January 2019 | 24 September 2021 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 1 | 22 January 2019 | 24 September 2021 |