SFC Licences of DOWD Daniel Vincent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 26 September 2023 | |
| UBS Securities Asia Limited | RE | 4 | 10 July 2023 | 17 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 08 March 2023 | 17 March 2023 |
| UBS Securities Asia Limited | RE | 4 | 16 January 2023 | 24 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 16 January 2020 | 23 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 28 November 2019 | 05 December 2019 |
| UBS Securities Asia Limited | RE | 4 | 17 July 2019 | 25 July 2019 |
| UBS Securities Asia Limited | RE | 4 | 04 January 2019 | 11 January 2019 |