SFC Licences of IP Sau Him 葉守謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 9 | 06 October 2022 | |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 4 | 06 October 2022 | |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 05 October 2022 | |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 1 | 08 June 2022 | 02 February 2023 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 17 May 2022 | 06 October 2022 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 4 | 17 May 2022 | 06 October 2022 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RO | 9 | 15 May 2020 | 06 April 2022 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RO | 4 | 15 May 2020 | 06 April 2022 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RE | 4 | 01 November 2019 | 15 May 2020 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RE | 9 | 28 February 2019 | 15 May 2020 |