SFC Licences of RILEY Thomas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 18 February 2019 | 22 February 2019 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 18 February 2019 | 22 February 2019 |