SFC Licences of CHIU Hiu Lam Emily 招曉霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RE 4 23 March 2022
Neuberger Berman Asia Limited RE 1 23 March 2022
Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 RE 9 01 June 2021 21 December 2021
Schroder Investment Management (Hong Kong) Limited RE 9 13 March 2019 12 May 2021
Schroder Investment Management (Hong Kong) Limited RE 4 13 March 2019 12 May 2021
Schroder Investment Management (Hong Kong) Limited RE 1 13 March 2019 12 May 2021