SFC Licences of LI Hongxian 李洪先
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RO | 4 | 02 March 2021 | 05 December 2022 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RO | 1 | 02 March 2021 | 05 December 2022 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 07 August 2020 | 02 March 2021 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 07 August 2020 | 02 March 2021 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RO | 9 | 23 August 2019 | 06 February 2020 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RO | 4 | 23 August 2019 | 06 February 2020 |