SFC Licences of HOR Chung Yan 賀頌茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guardians Asset Management Limited 嘉泰盛資產管理有限公司 | RE | 9 | 30 March 2021 | 22 April 2022 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 4 | 09 May 2019 | 04 February 2021 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 1 | 09 May 2019 | 04 February 2021 |