SFC Licences of CHU Siqi 褚思琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 | RE | 9 | 13 July 2022 | 29 July 2022 |
| Pollock Asset Management Limited 普樂資本有限公司 | RE | 4 | 13 July 2022 | 29 July 2022 |
| Metropoly Capital (HK) Limited 嘉浩資本(香港)有限公司 | RE | 9 | 11 November 2020 | 17 June 2022 |
| Wells Fargo Securities Asia Limited | RE | 4 | 15 May 2019 | 17 October 2019 |