SFC Licences of LIM Kai Ning, Karen 林愷寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 04 February 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 04 February 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 04 February 2022 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 16 May 2019 | 16 December 2021 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 16 May 2019 | 16 December 2021 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 May 2019 | 16 December 2021 |