SFC Licences of CHAN Yuen Ching Sarah 陳苑晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oshidori Corporate Finance Limited 威華達融資有限公司 | RE | 6 | 07 January 2021 | 01 September 2023 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 4 | 07 January 2021 | 01 September 2023 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 9 | 08 December 2020 | 01 September 2023 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 2 | 08 December 2020 | 01 September 2023 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 1 | 08 December 2020 | 01 September 2023 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 31 May 2019 | 30 November 2020 |
| Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 31 May 2019 | 30 November 2020 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 31 May 2019 | 30 November 2020 |