SFC Licences of SAKAMOTO Minoru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 05 May 2022 | 13 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 05 May 2022 | 13 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 05 May 2022 | 13 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 25 September 2019 | 05 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 25 September 2019 | 05 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 6 | 25 September 2019 | 05 May 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 14 June 2019 | 25 September 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 14 June 2019 | 25 September 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 14 June 2019 | 25 September 2019 |