SFC Licences of CUI Hai 崔海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 06 February 2023
Huarong International Securities Limited 華融國際證券有限公司 RO 4 06 February 2023
Huarong International Securities Limited 華融國際證券有限公司 RO 1 06 February 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 4 23 December 2022 06 February 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 1 23 December 2022 06 February 2023
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RO 9 21 December 2021 01 July 2022
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RO 4 21 December 2021 01 July 2022
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RE 1 08 June 2020 01 July 2022
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RE 4 26 June 2019 21 December 2021
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RE 9 26 June 2019 21 December 2021