SFC Licences of CUI Hai 崔海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RO | 9 | 06 February 2023 | |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 4 | 06 February 2023 | |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 06 February 2023 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 23 December 2022 | 06 February 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 23 December 2022 | 06 February 2023 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RO | 9 | 21 December 2021 | 01 July 2022 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RO | 4 | 21 December 2021 | 01 July 2022 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 1 | 08 June 2020 | 01 July 2022 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 4 | 26 June 2019 | 21 December 2021 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 9 | 26 June 2019 | 21 December 2021 |