SFC Licences of HINDOCHA Raj Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 10 March 2023 | 15 March 2023 |
| UBS Securities Asia Limited | RE | 4 | 20 June 2019 | 28 June 2019 |