SFC Licences of WU Philip Han Wen 吳翰文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 13 November 2020 | |
| UBS Securities Asia Limited | RE | 1 | 13 November 2020 | |
| UBS Securities Asia Limited | RE | 1 | 28 June 2019 | 07 July 2019 |