SFC Licences of CHOW Suk Yan 周淑恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 9 | 06 June 2023 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 4 | 06 June 2023 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RE | 1 | 06 June 2023 | |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 9 | 29 June 2022 | 24 April 2023 |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 4 | 29 June 2022 | 24 April 2023 |
| Safari Asia Limited 十八里亞洲有限公司 | RE | 1 | 29 June 2022 | 24 April 2023 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 14 August 2019 | 26 June 2020 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 4 | 14 August 2019 | 26 June 2020 |