SFC Licences of HAN Xiao 韓笑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Opus Securities Limited 創富證券有限公司 | RE | 1 | 24 November 2022 | |
| Opus Capital Limited 創富融資有限公司 | RE | 1 | 21 September 2020 | 10 December 2022 |
| Opus Capital Limited 創富融資有限公司 | RE | 6 | 21 September 2020 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 04 July 2019 | 14 September 2019 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 04 July 2019 | 14 September 2019 |