SFC Licences of HUANG Xinzhe 黃昕哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 30 March 2023 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 30 March 2023 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 09 March 2023 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 July 2021 | 24 September 2022 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 12 July 2019 | 30 April 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 12 July 2019 | 30 April 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 12 July 2019 | 30 April 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 12 July 2019 | 30 April 2021 |