SFC Licences of LEE Halim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RE | 4 | 25 February 2021 | 30 December 2021 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 25 February 2021 | 30 December 2021 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 12 July 2019 | 26 August 2020 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 12 July 2019 | 26 August 2020 |